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  :: DPAI Circulars ::
Date Title
31-10-2019 Disclosure of divergence in the asset classification and provisioning by banks
22-10-2019 Framework for listing of Commercial Paper
18-10-2019 Resignation of statutory auditors from listed entities and their material subsidiaries
15-10-2019 Cyber Security & Cyber Resilience framework for KYC Registration Agencies
15-10-2019 Cyber Security & Cyber Resilience framework for KYC Registration Agencies
15-10-2019 Cyber Security & Cyber Resilience framework for Qualified Registrars to an Issue / Share Transfer Agents
10-10-2019 Framework for issue of Depository Receipts
01-10-2019 Review of investment norms for mutual funds for investment in Debt and Money Market Instruments
26-09-2019 Position limits in Interest Rate Derivatives
24-09-2019 Valuation of money market and debt securities
20-09-2019 Risk management framework for liquid and overnight funds and norms governing investment in short term deposits
13-09-2019 Additional commodities as Eligible Liquid Assets for Commodity Derivatives Segment
  :: NSDL Circulars ::
Date Title
14-05-2015 SEBI Circular
06-07-2015 Policy SEBI Circular on Cyber Security and Cyber Resilience framework of Stock Exchanges, CC and Depositories
10-09-2015 Policy SEBI Circular dated September 10, 2015
16-09-2015 Issuance of CR to Non-Compliant Account Holders under RGESS
23-06-2015 Training One day Continuing Professional Education (CPE) programs for Depository Operations scheduled at various locations in India
23-06-2015 Training Annexure Details of CPE Programs
13-04-2015 Policy Separate mobile number and E-mail address for each Client
09-04-2015 Training One day Continuing Professional Education (CPE) programmes for Depository Operations scheduled at various locations in India
09-04-2015 Training Annexure Details of CPE Programs
15-04-2015 Policy DDP Guidelines for reporting of investment related to Coupon on Government securities
15-04-2015 SPEED e-Policy Revision of User fee for e-Token Users of SPEED-e facility
15-04-2015 Policy SEBI's instructions relating to consolidated UN List of individuals and entities linked to Al-Qaida and Taliban
25-03-2015 Policy Annexure FATF Statements dated Feb 27, 2015
15-04-2015 Policy Annexure Procedures
18-05-2015 Policy Credit of Mutual Fund Units pertaining to the Retirement Fund of Reliance Capital Asset Management Ltd. under lock in in Beneficial Owner accounts
02-02-2015 Training-Annexure-Details of CPE Programmes
02-02-2015 Training-AnnexureI
02-02-2015 Training-AnnexureII
02-02-2015 Training-AnnexureIII
29-01-2015 Training-Securities Intermediaries Compliance Continuing Professional Education (CPE) programmes scheduled at various locations in India in February 2015
20-01-2015 Policy-Securities Intermediaries Compliance Continuing Professional Education (CPE) programmes scheduled at various locations in India in February 2015
17-01-2015 Policy-Footnote for Consolidated Account Statement (CAS) in the Statement of Accounts to be provided to Clients
15-01-2015 Policy-Mutual Fund Distributors Continuing Professional Education (CPE) programmes scheduled at various locations in India in January 2015
15-01-2015 Policy-Annexure-Details of CPE Programmes
15-01-2015 Policy-Annexure-Details of CPE Programmes
15-01-2015 Policy-Annexure I
15-01-2015 Annexure I
15-01-2015 Annexure II
15-01-2015 Annexure III
13-01-2015 Policy-Risk based supervision of Participants
08-01-2015 Policy-SEBI (Depositories and Participants) (Amendment) Regulations, 2014 - Single Registration for Depository Participants
08-01-2015 Policy-One day Continuing Professional Education (CPE) programme for Depository Operations scheduled at various locations in India
05-01-2015 Policy-Registration on FINgate Gateway for uploading Reports to FIU - IND
02-01-2015 Policy-SEBI's instructions relating to consolidated UN List of individuals and entities linked to Al-Qaida
01-01-2015 Annexure I
01-01-2015 Annexure II
01-01-2015 Policy-Annexure-Details of CPE Programmes
01-01-2015 Policy-DDP-FPI Investments in Government securities when the limit utilization is nearing 90%
01-01-2015 Policy-DDP-Annexure-Email from SEBI-FPI Investments in Government securities when the limit utilization is nearing 90%
01-01-2015 Policy-SEBI's instructions relating to consolidated UN List of individuals and entities linked to Al-Qaida
01-01-2015 Policy-Registration for the purpose of Foreign Accounts Tax Compliance Act (FATCA)
24-12-2014 Policy-SEBI Notification
30-12-2014 Policy-Annexure-SEBI Circular on FATCA
30-12-2014 Policy-SEBI Circular
01-12-2016 2016-0016-Annexure I
01-12-2016 2016-0016-Annexure II
01-12-2016 2016-0016-Annexure-Details of CPE Programs
01-12-2016 2016-0016-Training-One day CPE programs for Depository Operations scheduled at various locations in India
01-12-2016 2016-0040-Tender_Offer-eCLERX Services Limited - Tender Offer for Buy-back
01-12-2016 2016-0041-Sharp India Limited – Tender Offer for Takeover
10-12-2016 22016-0096-Policy-Multiple Nomination Facility
10-12-2016 2016-0099-Policy-SEBI Orders under Section 11B of the Securities and Exchange Board of India Act, 1992
10-12-2016 communiques-dp-DP-6282-List-of-Status-Sub-Status-for-Demat-Account
09-1-2017 2017-0002-Policy-Revision of Auction Normal Settlement timings for NSE
09-1-2017 2017-0003-Tender_Offer-Assam Petro-Chemicals Limited – Tender Offer for Delisting
09-1-2017 2017-0002-Policy-Revision of Auction Normal Settlement timings for NSE
09-1-2017 -communiques-dp-DP-22-Updating-Bank-Account-Numbers-in-BO-Accounts
09-1-2017 communiques-dp-DP-27December-2016
09-1-2017 nsdl circuler Trading Holidays
09-1-2017 2017-0003-Policy-The Financial Action Task Force (FATF) public statement
02-02-2017 2017-0011-Tender_Offer-Balrampur Chini Mills Limited– Tender Offer
02-02-2017 2017-0007-Policy-Annexure
02-02-2017 2017-0007-Policy-Acquisition of Shares pursuant to Tender-Offers
09-03-2017 2017-0011-Policy Circular - SEBI Circular on amendment pursuant to comprehensive review of Investor Grievance Redressal Mechanism
09-03-2017 2017-0025-Tender_Offer-Regal Entertainment & Consultants Limited _ Tender offer for Takeover
09-03-2017 2017-0024-Tender_Offer-NLC India Limited_ Tender offer for Buy-back
17-03-2017 2017-0026-Tender_Offer-Techno Electric And Engineering Company Limited – Tender offer for Buy-back
17-03-2017 2017-0027-Tender_Offer-Vantage Corporate Services Limited – Tender Offer for Takeover
17-03-2017 2017-0003-Policy-DDP-Annexure - I - Revised Codes
17-03-2017 2017-0003-Policy-DDP-Investments by FPIs in corporate debt securities
17-03-2017 2017-0003-Policy-SEBI Circular dated Febraury 28, 2017
23-03-2017 2017-0029-Tender_Offer-Jagran Prakashan Limited – Tender offer for Buy-back
03-04-2017 2017-0020-Policy-Circular dated January 13, 2015
03-04-2017 2017-0020-Policy-Annexure-2005-2550 Annexure-Compliance Officer detail
03-04-2017 2017-0020-Policy-Risk based supervision of Participants
03-04-2017 2017-0020-Policy-Circular dated December 29, 2005
10-04-2017 2017-0031-Tender_Offer-O P Chains Limited _ Tender Offer for Takeover
10-04-2017 2017-0032-Tender_Offer-Aurum Soft Systems Limited _ Tender Offer for Takeover
11-04-2017 2017-0025-Tender_Offer-Regal Entertainment & Consultants Limited _ Tender offer for Takeover
17-04-2017 2017-0022-Policy-Blocking of financial accounts under Rule 114H (8) of the Income Tax Rules, 1962 under alternative procedure for FATCA
10-05-2017 2017-0038-Tender_Offer-Expo Gas Containers Limited – Tender Offer for Takeover
  :: MCX/NCDEX/FMC Circular ::
  
     
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